Allegheny Investments Ltd

Revdex.com: I have reviewed the response made by the business in reference to complaint ID [redacted] , and find that this resolution is satisfactory to me Thank you for influencing them to comply with the law after days Regards, [redacted]

Revdex.comServing Western PennsylvaniaAttn: [redacted] Holiday Drive, Suite 220Pittsburgh, PA 15220RE: Complaint ID [redacted] Dated 12/19/2017January 3, 2018Dear Ms [redacted] :We appreciate the opportunity to respond to the complaint filed by Mr [redacted] Mr [redacted] indicates that the complaint involves service issuesSpecifically Mr [redacted] stated that his adviser, MrM [redacted] , failed to respond regarding account information regarding IRA accounts and a account.Our records indicate that several attempts were made to communicate information to Mr [redacted] Listed below are contact dates and method of contact.• 12/13/M [redacted] Client Service Associate personally called Mr [redacted] • 12/14/M [redacted] Practice Manager emailed Mr [redacted] • 12/18/Michael M [redacted] emailed [redacted] • 12/20/Compliance Officer emailed Mr [redacted] • 12/22/Compliance Officer personally called [redacted] • 12/22/Compliance Officer followed up with an email to both [redacted] & [redacted] recapping phone conversation• 1/2/Compliance Officer emailed Mr [redacted] Allegheny responded to Mr [redacted] with all of the information that we are legally permitted to releaseWe will continue to assist Mr [redacted] in this manner and provide information on accounts for which he is named as the owner or is listed as an authorized individualInformation that was not provided by our firm relates to accounts for which Mr [redacted] was not listed as an account owner or authorized individual and as such this information is protected by privacy regulationsPlease reference Regulation S-P, privacy rules promulgated under section of the Gramm-Leach-Bliley ActAttached you will find a copy of the firm's privacy policy created as part of this regulation.Sincerely,Steve H [redacted] Chief Compliance OfficerAttachment

Revdex.comServing Western PennsylvaniaAttn: [redacted]400 Holiday Drive, Suite 220Pittsburgh, PA 15220RE: Complaint ID [redacted] Dated 12/19/2017January 3, 2018Dear Ms. [redacted]:We appreciate the opportunity to respond to the complaint filed by Mr. [redacted]. Mr. [redacted]...

indicates that the complaint involves service issues. Specifically Mr. [redacted] stated that his adviser, Mr. M[redacted], failed to respond regarding account information regarding IRA accounts and a 529 account.Our records indicate that several attempts were made to communicate information to Mr. [redacted]. Listed below are contact dates and method of contact.• 12/13/2017 M[redacted] Client Service Associate personally called Mr. [redacted]• 12/14/2017 M[redacted] Practice Manager emailed Mr. [redacted]• 12/18/2017 Michael M[redacted] emailed [redacted]• 12/20/2017 Compliance Officer emailed Mr. [redacted]• 12/22/2017 Compliance Officer personally called [redacted]• 12/22/2017 Compliance Officer followed up with an email to both [redacted] & [redacted] recapping phone conversation• 1/2/2018 Compliance Officer emailed Mr. [redacted]Allegheny responded to Mr. [redacted] with all of the information that we are legally permitted to release. We will continue to assist Mr. [redacted] in this manner and provide information on accounts for which he is named as the owner or is listed as an authorized individual. Information that was not provided by our firm relates to accounts for which Mr. [redacted] was not listed as an account owner or authorized individual and as such this information is protected by privacy regulations. Please reference Regulation S-P, privacy rules promulgated under section 504 of the Gramm-Leach-Bliley Act. Attached you will find a copy of the firm's privacy policy created as part of this regulation.Sincerely,Steve H[redacted]Chief Compliance OfficerAttachment

Revdex.com:
I have reviewed the response made by the business in reference to complaint ID [redacted], and find that this resolution is satisfactory to me.  Thank you for influencing them to comply with the law after 13 days.
Regards,
[redacted]