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Baugh Financial

900 S Shackleford Rd STE 300, Little Rock, Arkansas, United States, 72211-3848

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Baugh Financial terminated my financial services with them and moved my IRA and Annuity to another account with Raymond. I was not notified or ask my permission to move my IRA and Annuity fund. Not only is this poor communication but unbusiness like not to notify me. They also moved without telling me.

Desired Outcome

Other (requires explanation) I want a apology by the business, not typed out but hand written and signed by Chris *** I want the letter to include a explanation of why my account was moved without my permission and knowledge after it was transferred. I have my Retirement money with him. I depended on him to look after my money. I don't trust anyone with my money if they don't tell me what is going on. His actions are unethical!

Baugh Financial Response • Mar 13, 2020

The Dispute Resolution Team for Raymond James Financial, Inc. (RJF) has been made aware of the March 9, 2020, complaint Mr. filed with the Revdex.com. Please be advised that RJF will continue to review this matter and respond directly to Mr. when our review is complete. We appreciate you bringing this matter to our attention.

Customer Response • Mar 13, 2020

(The consumer indicated he/she ACCEPTED the response from the business.)
I'll wa Walmart for a response.

Customer Response • Mar 16, 2020

I must have selected the wrong button. I was using my phone. Raymond James has not replied to emails or tweets

Baugh Financial Response • Mar 26, 2020

The Dispute Resolution Team for Raymond James Financial, Inc. (RJF) has been made aware of the March 16, 2020, rebuttal complaint Mr. filed with the Revdex.com. Please be advised that RJF is continuing to review this matter and will respond directly to Mr. when our review is complete. We appreciate you bringing this matter to our attention.

Customer Response • Mar 26, 2020

(The consumer indicated he/she DID NOT accept the response from the business.)
Raymond James is taking too long! It should not take this long.

Baugh Financial Response • Mar 26, 2020

The Dispute Resolution Team for Raymond James Financial, Inc. (RJF) has been made aware of the March 26, 2020, rebuttal complaint Mr. filed with the Revdex.com. Please be advised that RJF is continuing to review this matter and will respond directly to Mr. when our review is complete. We appreciate you bringing this matter to our attention.

Customer Response • Mar 27, 2020

(The consumer indicated he/she DID NOT accept the response from the business.)
I'm not happy with RJ. They continue to stall. They need to contact Chris Baugh. He's the Rep that moved my funds without my knowledge or permission. I may be wrong but I think Consumers are protected against this. Its unethical for sure. A reputable business would never move anyone's money without permission! Tell Chris Baugh & RJ I said I can never trust them again.

Baugh Financial Response • Apr 01, 2020

The Dispute Resolution Team for Raymond James Financial, Inc. (RJF) has been made aware of the March 27, 2020, rebuttal complaint Mr. filed with the Revdex.com. Please be advised that RJF is continuing to review this matter and will respond directly to Mr. when our review is complete. Further, as you have provided no new material information we do not intend to respond to any further communication regarding this issue unless and until you provide new information for us to consider relating to the client's claims. We appreciate you bringing this matter to our attention.

Customer Response • Apr 01, 2020

(The consumer indicated he/she DID NOT accept the response from the business.)
RJF keeps sending the same reply. Ask them how much longer do I have to wait? My complaint is over a month ol. They need to talk to Chris Baugh in Little Rock. He's the Advisor that moved my money with out prior knowledge. He represents RJF. Does RJF allow their Advisors to do this? Its UNETHICAL.

Baugh Financial Response • Apr 08, 2020

The Dispute Resolution Team of Raymond James Financial, Inc. has reviewed your April X XXXX, rebuttal in response to my follow up response on April 1, 2020, to your original complaint. As you have provided no new material information that we had not previously considered, we do not intend to respond to any further communication regarding this issue unless and until you provide new information for us to consider relating to your claims.
We appreciate your understanding.

Customer Response • Apr 08, 2020

(The consumer indicated he/she DID NOT accept the response from the business.)
Raymond James never responded.

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Address: 900 S Shackleford Rd STE 300, Little Rock, Arkansas, United States, 72211-3848


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