UBS Financial Services Inc

This is in response to your April 19, correspondence regard ing the above individual.As a regulated securities firm, UBS Financial Services Incis subject to stringent regulationsconcerning the privileged nature of account informationThose regulations, and Firm policy,prohibit the disclosure of account information to a third party without the express consent of theaccount holder or their authorized representativeWe believe the Revdex.com wouldqualify as a third partyTherefore, although we have provided *** *** with a response tothe concerns you forwarded to us on his behalf, we are unable to provide you with a copy of thatresponse.If I can be of addit ional assistance, please feel free to contact me at the above address

Complaint: ***I am rejecting this response because: although the
UBS representative responded immediately to the Revdex.com complaint, he indicated it was NOT his department that deals with thisNow why is it taking almost week now and I still have not heard from the correct department!!!! He indicated that he forwarded the complaint to the correct department so what is the hold up????Sincerely,*** ***

I spoke with Mr***, his account is not held or serviced in Oregon, it is serviced by our New Jersey Wealth Advice CenterI will forward Mr***s complaint to our client relationship department and the Wealth Advice Center

This is in response to your April 19, correspondence regard ing the above individual.As a regulated securities firm, UBS Financial Services Incis subject to stringent regulationsconcerning the privileged nature of account informationThose regulations, and Firm policy,prohibit the disclosure of account information to a third party without the express consent of theaccount holder or their authorized representativeWe believe the Revdex.com wouldqualify as a third partyTherefore, although we have provided *** *** with a response tothe concerns you forwarded to us on his behalf, we are unable to provide you with a copy of thatresponse.If I can be of addit ional assistance, please feel free to contact me at the above address

I spoke with Mr***, his account is not held or serviced in Oregon, it is serviced by our New Jersey Wealth Advice CenterI will forward Mr***s complaint to our client relationship department and the Wealth Advice Center

Complaint: ***I am rejecting this response because: although the
UBS representative responded immediately to the Revdex.com complaint, he indicated it was NOT his department that deals with thisNow why is it taking almost week now and I still have not heard from the correct department!!!! He indicated that he forwarded the complaint to the correct department so what is the hold up????Sincerely,*** ***

Complaint: [redacted]I am rejecting this response because: USB has my name and they know I have an account with them.  What more do they need?Sincerely,[redacted]

Due to privacy we cannot verify if or if not this individual is a client of UBS Financial Services. In attempting to contact the individual, the phone number provided for Mr. [redacted] rang twice or three times and then went to a busy signal on multilple attempts.