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Vanguard Group Of Investment Companies Reviews (272)

[A default letter is provided here which indicates your acceptance of the business's response. If you wish, you may update it before sending it.]
Revdex.com:
This issue could have been resolved without spending $fee that my attorney had to call back and forth five times to me and Kathy C*** (Resolution Manager} if she would have advise me at first time to send a Notarize letter of my address changeBut what she care about me how much it will damage with all the stress and the money and she still don't have any courtesy to apologize for her mistakeShe is the one who told me to go through the attorney and now she told me to request by a notarize letterIt is plain simple, she is STUPIDI have reviewed the response made by the business in reference to complaint ID ***, and find that this resolution is satisfactory to me.
Regards,
*** ***

From: Date: Fri, Jun 19, at 1:PMSubject: Complaint ID ***To: ***@myRevdex.com.org*** ***, As a follow up to our conversation today, we are continuing to review *** ***'s account, and we will provide you with a
response by June 26, 2015. Thank you,

January 18, 2017Dear *** ***:I am writing on behalf of Vanguard Marketing Corporation (“Vanguard') in response to your email dated January 9, 2017, regarding follcomments from *** *** ** ***For your reference, I have enclosed a copy of your letter as Exhibit A.Vanguard has
contacted *** *** directly to resolve this matterIf you have additionalquestions, or if I can be of any further assistance, feel free to contact me directly.Sincerely,Colleen J.Vanguard Compliance Department

April 26, 2017 Dear *** ***:I am writing on behalf of The Vanguard Group, Inc(“Vanguard') in response to your email dated April 17, 2017, regarding a complaint from *** *** *** ***For your reference, I have enclosed a copy of your email as Exhibit A.Vanguard has responded
directly to *** *** and considers the matter closedIf you haveadditional questions, or if I can be of any further assistance, please contact me directly. Sincerely, Colleen J***Compliance Analyst

Dear *** ***: I am writing on Vanguard’s behalf in response to your request for information concerning complaint ID ***The complaint concerns a paycheck deduction from an employer-sponsored retirement plan accountFor your reference, I have enclosed a copy of the complaint as
Exhibit A.Vanguard will be responding directly to the complainant regarding this issue, and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####. Sincerely, Alexa H Manager Compliance Department

October 6, 2017Dear *** ***:I am writing on Vanguard’s behalf in response to your request for information concerning complaint ID ***The complaint concerns a rollover contribution for an employer-sponsored retirement plan accountFor your reference, I have enclosed a copy of the
complaint as Exhibit A.Vanguard will be responding directly to the complainant regarding this issue, and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####.Sincerely, Jason M.Vanguard Compliance Department

October 4, 2017Dear *** ***:I am writing on behalf of The Vanguard Group, Inc(“Vanguard') in response to your email dated September 26, 2017, regarding a complaint from *** *** *** ***For your reference, I have enclosed a copy of your email as Exhibit A.Vanguard has been in contact
with *** *** and will respond to him directly in writing to resolve this matterIf you have additional questions, or if I can be of any further assistance, please contact me directly.Sincerely,Colleen JVanguard Compliance Department

July 5, 2016Dear *** ***:I am writing on behalf of The Vanguard Group, Inc(“Vanguard') in response to your email received on June 24, 2016, regarding a complaint from *** *** ***His complaint concerns updating the address on his accountFor your reference, I have enclosed a copy of
your letter as Exhibit A.Vanguard Sent a response directly to *** *** with the form needed to update his address and considers the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me directly.Sincerely,Marianne M.ManagerVanguard Compliance Department

[To assist us in bringing this matter to a close, you must give us a reason why you are rejecting the responseIf no reason is received your complaint will be closed Administratively Resolved]
Complaint: ***
I am rejecting this response because:The letter did not address any of my 9-concernsMichael J***, who signed the letterjust tried to 'WHITEWASH' the first issue that I had addressedWhen I spoke to several People at Vanguard, including Michael J*** and Allison H***, they all acknowledged That when I called the Vanguard in April 20th, the repwas 'SUPPOSED to ask me the type of transfer before rushing into answering my questionI never said that the Funds were going to be transferred to an IRA accountIt was the duty of the repto ask me the type of the transfer, meaning, if the funds were going to be transferred to an IRA or to an Employer PlanWhen you want to transfer some money from a Bank to another Bank, you are asked if the destination is a Saving Account or a checking Account, sine each transfer may have their own regulationsWhen Michael J*** responded by mail, he completely denied the fact that the repmade a mistakeHe completely supported the rep'sresponse and mentioned that her response was, in fact, correct, since during the conversation, the type od transfer had not been brought up, either by the customer or by the rep!He did not address 'ANY' of the other 8-issue that I addressed in great detailsI called the Vanguard today, a rep promised a call back from Michael J*** at 4:pm today, I had to cancel some other arrangements to be home before 4:today, but he never called! Around 4:pm I called the Vanguard, the rep said that he could not find Michael J***, promised to have another Manager on the phone but after almost minutes on hold, nothing happened.It is really 'Intolerable'I've always learned to respect people, who respect me but I cannot respect people, who disrespect meRegards, *** ***
Regards,
*** ***

Dear *** ***: Attached is Vanguard’s response to Revdex.com Complaint ID *** (*** ***)Please let me know if you have additional questions. Sincerely,Ellen *R***Vanguard Compliance

August 7, 2014Dear *** ***:Your letter dated July 22, was forwarded to me for responseIn your letter you reference correspondence from *** *** ***, a copy of which I have enclosed for your reference.Vanguard has worked directly with the client to resolve this
issueIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####.Sincerely,Mark *** K***Manager Compliance Department

I am writing on Vanguard’s behalf in response to your request for information concerning complaint # ***.The complaint concerns a loan request from a retirement plan accountFor your reference, I have enclosed a copy of the complaint as Exhibit A.Please note, Vanguard will be responding
directly to the complainant regarding this issue and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####.Sincerely,Alexa H***Manager Compliance Department

September 29,
Dear *** ***:I am responding to your letter dated September 15, 201, referencing correspondence from *** ***, a copy of which I have enclosed for your reference.Please note, Vanguard has responded directly to *** *** regarding this issueIf you
have additional questions, or if I can be of any further assistance, please contact me at ###-###-####,Sincerely,Mark K Manager Compliance Department

July 30, 2015Dear *** ***:
I am writing on Vanguard’s behalf in response to your request for information concerning complaint #***The complaint concerns a distribution request from a retirement plan accountFor your reference, I have enclosed a copy of the
complaint as Exhibit A,Please note, Vanguard has responded directly to the complainant regarding this issuc and the matter is now resolvedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####Sincerely,
Alexa HManager Compliance Department

I am rejecting this response because:
In September 2015, I requested a 100% distribution from my portion of an inherited IRAI have siblings and my share would be 25%As requested by the Vanguard representative, I submitted two forms - one to establish a Vanguard IRA to receive my 25%, and another form requesting 100% distribution of my portion of the inherited IRA
Vanguard has only established my inherited IRA account - that was completed in early October To date, they have not complied with my distribution instructions

***11:AM (hour ago)Good morning, *** We received your letter this morning regarding a complaint from *** *** (***) As she does not provide any information about her ex-husband, we are unable to look into her complaint
We would need the account owner's name, address, and preferably and the account number Also, if she has a copy of any legal paperwork entitling her to assets in the account, that would be helpful tooThanks

I am Writing on Vanguard's behalf in response to your request for information concerning complaint # ***.The complaint concerns a loan request from a retirement plan accountFor your reference, I have enclosed a copy of the complaint as Exhibit A.Please note, Vanguard will be responding
directly to the complainant regarding this issue and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####.Sincerely, Alexa H***

I am writing on Vanguard’s behalf in response to your request for information concerning complaint # ***.The complaint concerns a loan request from a retirement plan accountFor your reference, I have enclosed a copy of the complaint as Exhibit A.Please
note, Vanguard will be responding directly to the complainant regarding this issue and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####.Sincerely,Alexa H***Manager Compliance Department

February 10, 2017 Dear *** ***: I am writing on Vanguard's behalf in response to your request for information concerning complaint ID ***The complaint concerns a distribution request from an employer-sponsored retirement plan accountFor your reference, I have enclosed a copy
of the complaint as Exhibit A.Vanguard will be responding directly to the complainant regarding this issue, and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####. Sincerely,Jason M***

I am Writing on Vanguard's behalf in response to your request for information concerning complaint # ***The complaint concerns a loan request from a retirement plan accountFor your reference, I have enclosed a
copy of the complaint as Exhibit A.Please note, Vanguard will be responding directly to the complainant regarding this issue and we consider the matter closedIf you have additional questions, or if I can be of any further assistance, please contact me at ###-###-####Sincerely,
Alexa H***

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Description: Investment Securities, Investment Advisory Service

Address: 200 Vanguard Boulevard  Mail Stop G 15, Malvern, Pennsylvania, United States, 19355

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